Sponsor Licence Key Personnel Selection and Review

Appoint Suitable People to Manage Your Sponsor Licence

Every organisation applying for a sponsor licence must nominate suitable people to manage its sponsorship responsibilities.

These people are known as sponsor licence Key Personnel. They are responsible for overseeing the licence, communicating with UK Visas and Immigration and completing day-to-day activities through the Sponsorship Management System.

Selecting Key Personnel is not simply an administrative formality. UKVI considers whether each nominated person is eligible, suitable, appropriately positioned within the organisation and capable of carrying out their responsibilities.

James Immigration Solutions Ltd assists UK organisations with reviewing and selecting their proposed Authorising Officer, Key Contact and Level 1 User before the sponsor licence application is submitted.

Request a Key Personnel Assessment

What Are Sponsor Licence Key Personnel?

The three principal Key Personnel roles are:

  • Authorising Officer
  • Key Contact
  • Level 1 User

The same eligible person can hold all three roles, or the responsibilities can be divided between different people.

An organisation can only have one Authorising Officer and one Key Contact at a time. It may appoint more than one Level 1 User where additional access is genuinely required.

A further optional role, known as a Level 2 User, can be added after the sponsor licence is granted.

The official responsibilities and requirements are explained in the GOV.UK guidance on sponsorship management roles and Part 1 of the sponsor guidance.

Why Is Key Personnel Selection Important?

UKVI may conduct checks on every person nominated as Key Personnel.

The Home Office can consider their immigration history, previous involvement with sponsor licences, criminal or civil penalty history, position within the organisation and general suitability to participate in the sponsorship system.

Nominating an ineligible or unsuitable person may result in:

  • Refusal of the sponsor licence application
  • A reduced Certificate of Sponsorship allocation
  • A Certificate of Sponsorship allocation being set to zero
  • A request to nominate an alternative person
  • Suspension or revocation of an existing licence

The organisation remains responsible for the actions of its Key Personnel and every person given access to the Sponsorship Management System.

The Authorising Officer

The Authorising Officer is the organisation’s most senior person responsible for recruiting sponsored workers and ensuring that the organisation meets its sponsor duties.

Where the organisation does not directly recruit its sponsored workers, the role should be held by the most senior person responsible for its activities as a licensed sponsor.

Who Can Be the Authorising Officer?

The Authorising Officer must normally be:

  • A paid member of staff or office holder
  • Based within the organisation
  • Sufficiently senior to oversee sponsorship
  • Based in the UK while carrying out the role
  • Suitable under the Home Office requirements
  • Capable of supervising other SMS users

A legal representative or another external individual cannot normally act as the Authorising Officer.

Only one person can hold the Authorising Officer role at any particular time.

Responsibilities of the Authorising Officer

The Authorising Officer has overall responsibility for:

  • The organisation’s sponsor licence activities
  • Ensuring sponsor duties are understood and followed
  • Deciding how many people require SMS access
  • Deciding the appropriate permission level for SMS users
  • Supervising Level 1 and Level 2 Users
  • Monitoring the assignment of Certificates of Sponsorship
  • Ensuring changes to the organisation are reported
  • Ensuring the organisation maintains suitable compliance systems

Current Home Office guidance recommends that the Authorising Officer checks the Certificates of Sponsorship assigned to workers at least once a month.

Does the Authorising Officer Automatically Receive SMS Access?

No. Appointment as the Authorising Officer does not automatically provide access to the Sponsorship Management System.

If the Authorising Officer requires SMS access, they must also be appointed as a Level 1 User or, after the licence has been granted, a Level 2 User.

Maintaining an Eligible Authorising Officer

An eligible Authorising Officer must remain in place throughout the life of the sponsor licence.

The organisation must report a change of Authorising Officer and ensure that a suitable replacement is appointed. Failure to maintain an eligible Authorising Officer can place the sponsor licence at risk.

The Key Contact

The Key Contact is the principal point of communication between the sponsoring organisation and UKVI.

UKVI may contact the Key Contact about:

  • The sponsor licence application
  • Supporting documents
  • Application fees
  • Requests for additional information
  • Changes to the organisation
  • Questions relating to the licence

The Key Contact should monitor their email account carefully and remain available while the sponsor licence application is under consideration.

Who Can Be the Key Contact?

The Key Contact can normally be:

  • A paid member of staff
  • An office holder within the organisation
  • An eligible UK-based immigration representative

The Key Contact may be the same person as the Authorising Officer or another suitable individual.

Only one person can hold the Key Contact role at a time.

Does the Key Contact Automatically Have SMS Access?

No. The Key Contact does not automatically receive access to the Sponsorship Management System.

If SMS access is needed, the individual must also be appointed as a suitable Level 1 User or, following approval of the licence, as a Level 2 User.

The Level 1 User

The Level 1 User is responsible for the organisation’s day-to-day sponsor licence activities through the Sponsorship Management System.

This is an operational role requiring careful attention, appropriate authority and regular access to relevant employment and immigration information.

What Can a Level 1 User Do?

A Level 1 User may be responsible for:

  • Assigning Certificates of Sponsorship
  • Applying for Defined Certificates of Sponsorship
  • Requesting an increase in the annual CoS allocation
  • Reporting changes involving sponsored workers
  • Reporting changes to the organisation
  • Updating certain SMS details
  • Adding eligible Level 2 Users
  • Requesting additional Level 1 Users
  • Deactivating users who leave the organisation
  • Withdrawing Certificates of Sponsorship
  • Reviewing sponsor licence activity
  • Accessing messages sent through the SMS

The Level 1 User should understand the consequences of inaccurate or unauthorised SMS activity.

Who Can Be the Primary Level 1 User?

Unless a specific exception applies, the organisation must nominate at least one primary Level 1 User who is:

  • An employee, director or partner within the organisation
  • A settled worker for sponsor-licence purposes

This person must also meet the general eligibility and suitability requirements for Key Personnel.

An organisation that fails to nominate a qualifying primary Level 1 User may have its application refused.

Maintaining a Level 1 User

At least one qualifying Level 1 User must remain in place throughout the life of the sponsor licence.

The organisation should also consider how SMS responsibilities will be managed during holidays, illness, resignation or another period of absence.

UKVI recommends that organisations do not appoint more Level 1 Users than genuinely necessary. Each additional account increases the need for proper access control and supervision.

The Optional Level 2 User

A Level 2 User is optional and can only be added after the sponsor licence has been granted.

A Level 2 User has more restricted SMS permissions than a Level 1 User.

Depending on their permitted access, they may be able to:

  • Create and assign Certificates of Sponsorship
  • Report activity concerning a CoS they personally assigned
  • Manage limited sponsorship tasks

They cannot carry out the full range of Level 1 User activities.

The organisation should only appoint a Level 2 User where there is a genuine operational reason for providing that person with SMS access.

The Home Office’s SMS Manual 2 provides guidance on managing Key Personnel and sponsor licence details through the Sponsorship Management System.

Can One Person Hold All Three Main Roles?

Yes. The same person can act as Authorising Officer, Key Contact and Level 1 User if they meet the individual requirements for every role.

This may be practical for a small business where one senior director has sufficient knowledge, authority and availability.

However, concentrating all responsibilities in one person can create operational risks during absence, illness or departure.

Larger organisations may prefer to distribute the roles between suitable senior management, HR and compliance personnel.

The correct structure depends on:

  • The organisation’s size
  • Its management structure
  • The number of sponsored workers
  • The availability of suitable staff
  • The complexity of its operations
  • The need for absence cover
  • Internal access controls

General Eligibility Requirements

Key Personnel must normally:

  • Be based in the UK while carrying out the role
  • Have a valid National Insurance number unless genuinely exempt
  • Be part of the sponsoring organisation unless an exception applies
  • Be a paid member of staff or office holder where required
  • Not be a contractor engaged for one specific purpose
  • Meet the suitability requirements
  • Meet the requirements of their particular role

Specific exceptions can apply to certain routes and organisations, including some UK Expansion Worker arrangements.

The requirements should therefore be assessed against the route and circumstances of the organisation rather than assumed.

Suitability Checks

UKVI may conduct checks when a person is first nominated and repeat those checks while the organisation holds its licence.

Possible suitability concerns may include:

  • Relevant unspent criminal convictions
  • Relevant civil penalties
  • Director disqualification
  • Bankruptcy restrictions
  • Previous sponsor licence non-compliance
  • Previous involvement with a refused sponsor application
  • Previous involvement with a revoked sponsor licence
  • Unpaid Home Office litigation costs
  • UK or United Nations sanctions
  • Conduct considered a risk to immigration control

This is not an exhaustive list. Any previous sponsor licence involvement should be disclosed and assessed carefully.

An individual’s appointment should not be confirmed merely because they hold a senior job title. Their eligibility, history, responsibilities and practical ability to perform the role must also be considered.

Using a UK-Based Representative

A suitably qualified UK-based immigration representative may be appointed as the Key Contact.

After the sponsor licence has been granted, a qualifying UK-based representative may also be appointed as:

  • An additional Level 1 User
  • A Level 2 User

A representative cannot normally act as the Authorising Officer.

A representative also cannot be the organisation’s primary or sole Level 1 User when the organisation first applies for its licence.

The sponsor remains responsible for actions carried out by an external representative or any other SMS user acting on its behalf.

Selecting the Right People

The most suitable person is not always the person with the most senior job title.

The organisation should consider whether each proposed individual:

  • Understands the importance of sponsorship compliance
  • Has sufficient authority to act
  • Has access to HR and employment records
  • Can communicate with UKVI
  • Can monitor relevant deadlines
  • Is available to deal with urgent requests
  • Understands the organisation’s recruitment activities
  • Can use the SMS carefully
  • Can maintain confidentiality and system security
  • Is likely to remain with the organisation
  • Can identify and report relevant changes
  • Has appropriate absence cover

These practical considerations are important because Key Personnel responsibilities continue after the licence is granted.

Our Key Personnel Selection Service

Review of the Organisation

We review the organisation’s ownership, management and staffing structure to understand who may be suitable for each role.

Identification of Potential Candidates

The organisation identifies the individuals it wishes to nominate. We consider their proposed roles against the relevant Home Office requirements.

Eligibility Review

We assess whether each proposed individual appears to satisfy the general and role-specific eligibility criteria.

Suitability Review

We ask appropriate questions about previous sponsorship involvement, immigration compliance, civil penalties, convictions and other relevant suitability matters.

Responsibility Allocation

We help the organisation decide whether one person should hold several roles or whether responsibilities should be divided.

Role Explanation

We explain the responsibilities of the Authorising Officer, Key Contact and Level 1 User so each nominated person understands what will be expected.

Application Preparation

We assist with organising the information required for the Key Personnel section of the sponsor licence application.

Information Required for the Review

The organisation should be prepared to provide relevant information about each proposed person, including:

  • Full name
  • Job title
  • Position within the organisation
  • Employment or office-holder status
  • Contact details
  • UK address
  • National Insurance number or applicable exemption
  • Immigration or settled status where relevant
  • Main responsibilities
  • Previous sponsor licence involvement
  • Relevant compliance or suitability history
  • Proposed Key Personnel role

Any personal information should be handled securely and only used for a legitimate application or compliance purpose.

Common Key Personnel Mistakes

Common problems include:

  • Selecting an Authorising Officer who is not sufficiently senior
  • Appointing an external consultant as Authorising Officer
  • Selecting an ineligible primary Level 1 User
  • Assuming the Authorising Officer automatically has SMS access
  • Giving SMS access to more people than necessary
  • Failing to consider previous sponsor licence involvement
  • Selecting someone without access to HR records
  • Selecting someone unfamiliar with the organisation
  • Failing to plan for holidays or absences
  • Using an overseas-based representative
  • Failing to update UKVI when Key Personnel change
  • Allowing a former employee to retain SMS access
  • Sharing SMS login details between users

Each SMS user must use their own account. Login details should not be shared.

Key Personnel Responsibilities Continue After Approval

Key Personnel selection should not be treated as a one-time application exercise.

Once the licence is granted, the organisation must continue to:

  • Maintain an eligible Authorising Officer
  • Maintain at least one qualifying Level 1 User
  • Keep Key Personnel information current
  • Remove access when a person leaves
  • Report relevant changes
  • Monitor SMS activity
  • Protect login credentials
  • Ensure CoS assignments are authorised
  • Provide absence cover
  • Review whether users still require access

Failure to maintain suitable Key Personnel can lead to compliance action against the sponsor licence.

Frequently Asked Questions

Can the same person be Authorising Officer, Key Contact and Level 1 User?

Yes. One eligible and suitable person can hold all three roles.

The organisation should still consider absence cover and whether concentrating every responsibility in one person creates practical risks.

Can a company director be the Authorising Officer?

Yes, provided the director is a paid member of staff or eligible office holder, is appropriately senior and meets the relevant suitability and eligibility requirements.

Can an immigration adviser be the Authorising Officer?

No. An external immigration representative cannot normally act as the Authorising Officer.

A qualified UK-based representative may act as the Key Contact and may be added as an additional Level 1 or Level 2 User after the licence is granted.

Does the Authorising Officer need to be a settled worker?

The specific settled-worker requirement normally applies to the primary Level 1 User.

If the Authorising Officer will also act as the primary Level 1 User, that person must meet the applicable Level 1 User requirements unless a specific exception applies.

Does the Authorising Officer automatically receive SMS access?

No. The Authorising Officer must also be appointed as a Level 1 or Level 2 User if SMS access is required.

Do we need a Level 2 User?

No. A Level 2 User is optional and can only be added after the licence is granted.

Can we appoint several Level 1 Users?

Yes, provided every nominated person meets the relevant requirements.

UKVI recommends limiting Level 1 access to the number genuinely needed while ensuring sufficient absence cover.

What happens if our Authorising Officer leaves?

The organisation must appoint an eligible replacement and report the change through the correct process.

A sponsor must maintain an eligible Authorising Officer throughout the life of its licence.

Does JISL guarantee that proposed Key Personnel will be accepted?

No. We review the proposed appointments against the information provided and current guidance, but UKVI makes the final decision and may conduct its own checks.

Select Your Sponsor Licence Key Personnel Carefully

Suitable Key Personnel help protect the organisation’s sponsor licence and ensure that sponsorship responsibilities are managed effectively.

JISL can review proposed appointments, explain the responsibilities attached to each role and identify potential eligibility or suitability issues before the application is submitted.

Book Your Key Personnel Review

Return to our complete Sponsor Licence Service in the UK for an overview of all six stages.

You can also review our earlier services:

Business and Eligibility Assessment

Supporting Document Review

Regulatory Information

James Immigration Solutions Ltd is a company registered in England and Wales under company number 15056317 and is regulated by the Immigration Advice Authority under licence number F202538614.

This page provides general information and does not replace advice based on an organisation’s individual circumstances.

Sponsor guidance and Key Personnel requirements can change. The applicable guidance should be checked at the time of instruction and submission.